720-891-1663

SEC Fines Investment Advisor $75,000 For Breach

The SEC and Investment Adviser R.T. Jones (RTJ) came to an agreement last week regarding a breach that RTJ had. R.T. Jones, an investment advisor in St. Louis with about 8,000 clients, has agreements with retirement plan administrators to offer investment advice to participants in those plans via the web. To log in to the […]

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Systema Leaves Insurance Claims Data In The Cloud – Unprotected

Databreaches is reporting that someone discovered a large amount of data on a public segment of Amazon Web Services.  This person, described as a technology enthusiast (i.e. a geek) downloaded some of this data and discovered it contained medical claims data. The repository, which supposedly contained gigabytes of data was later identified to belong to […]

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The Target Breach Story – How Did They Let This Out?

Krebs On Security has extensive reporting of an investigation by Verizon conducted starting a few days after the Target breach was announced. Target has refused to confirm or deny the report . One thing to consider.  We do not know how Brian (Krebs) got the report, so all we can do is speculate. This report, in […]

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SEC Issues Risk Alert To Advisors and Brokers

Last week the SEC released what they call a Risk Alert to Investment Advisors and Broker-Dealers saying that they were concerned about the protection of client information because of recent attacks and attempted attacks against the financial community. In the alert, they laid out the very particular concerns they have in 6 specific areas and […]

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Follow Up To TSA Master Key Fail

In a classic TSA response, the TSA says that this is no big deal. First, here is what they said in 2003 when they introduced them: TSA official Ken Lauterstein described them as part of the agency’s efforts to develop “practical solutions that contribute toward our goal of providing world-class security and world-class customer service.” Now, […]

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